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Liability disclaimers in PCA's policies

1993-08-18 15:36:00
In light of the various difficulties involved in providing a disclaimer 
of the user's liability within the X.509 certificate that have become
increasingly apparent over the last several days, I thought it might 
be worthwhile revisiting the possibility of providing a suitable 
disclaimer statement within a PCA's policy statement (at the 
discretion of the individual PCAs, of course). 

Because we want to be able to limit or deny legal liability for most 
uses of digital signatures but not rule out the possibility of 
someone using their digital signature for legally binding purposes 
under certain circumstances, I think we have to firmly establish a 
default of not-legally-binding, and then let that default be 
overridden by the user though a written and notarized document 
such as a unilateral affidavit or a bilateral or multilateral contract
or other specific agreement.

At such time as the ANSI X9F1, EDI, ECMA, and/or other
authorization-granting certificates have been been officially
adopted this disclaimer should be modified to endorse them, but
until definitive standards exist it is probably too dangerous to
allow exceptions to this policy, even to the extent of referring 
to a digitally signed and witnessed electronic copy of the affidavit
or contract referred to below (because it would just require the 
forger to forge two signatures.)

I haven't run this by a lawyer for a definitive review yet, but what 
I have in mind is something like the following:

                                                                                
         
                       LEGAL NOTICE AND DISCLAIMER:               
                                                                                
        
       In consideration of the possibility of theft or other form of
       compromise of a user's private key followed by the use
       of that key by some third party to forge a user's digital 
       signature to a document, it is the express and agreed-to 
       intent of every user whose digital signature certificate is 
       certified using this PCA as the root of their certification 
       hierarchy, that:  

       1. The user explicitly disavows any intent to either create or 
           be bound by any document allegedly or actually bearing his 
           or her digital signature which purports to have any legal 
           force or consequence whatsoever (except for provable 
           allegations of libel or slander); and that any document which 
           purports to bind, commit, or otherwise obligate the user 
           and/or the organization with which he or she is affiliated 
           either to perform or refrain from performing any act, or to 
           honor or allow any contract, agreement, or condition, 
           SHOULD BE CONSIDERED AN APPARENT FORGERY
           and held to be null and void and without legal effect;  
           unless,

       2. The user elects to have certain  documents carrying his or
           her digital nature considered to be legal binding upon the 
           user and/or the user's association (if and as authorized), 
           and so indicates and registers that intent by providing 
           all potential recipients and holders-in-due-course of those 
           documents a notarized affidavit, contract, or other 
           traditional form of legally binding agreement which reaffirms
           the user's identity, attests to his or her willingness to be 
           legal bound by their digital  signature, and states whatever 
           limitations, caveats, and restrictions which are imposed by 
           the user and which must be understood to apply when 
           determining the validity of any document which purports
           to bear the user's digital signature.
       
       3. This Legal Notice and Disclaimer shall remain in effect
           for the duration of the validity period of the user's
           digital signature certificate, and shall not be modified or
           waived by the Policy Certification Authority, the user's 
           Certification Authority, the organization with which the 
           user is affiliated, or the user himself or herself without 
           the issuance of a Certification Revocation List revoking the 
           certificate of the PCA, CA, and/or the user as appropriate
           and the issuance of a new digital signature certificate to
           the user as required.
   
Comments?

Bob

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