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PCA Policies - Legal Notice and Disclaimer

1993-08-19 16:04:00
Steve, George, and Michael,

Here is the second draft of the Legal Notice and Disclaimer I would 
propose for a high assurance PCA such as the RSA Commercial Hierarchy
policy. I've not had an attorney look at it yet -- I wanted to see if we were
getting close from a business and technical standpoint first.
                                                                                
         
                       LEGAL NOTICE AND DISCLAIMER:               
                                                                                
        
       In consideration of the possibility of theft or other form of
       compromise of a user's private key followed by the use
       of that key by some third party to forge a user's digital 
       signature to a document, it is the express and agreed-to 
       intent of every user whose digital signature certificate is 
       certified using this PCA as the root of their certification 
       hierarchy, that:  

       1. The user explicitly disavows any intent to either create or 
           be bound by any document allegedly or actually bearing his 
           or her digital signature which purports to have any legal 
           force or consequence whatsoever (except for provable 
           allegations of libel, slander, or fraud); and that any document 
           which purports to bind, commit, or otherwise obligate the user 
           and/or the organization with which he or she is affiliated 
           either to perform or refrain from performing any act, or to 
           honor or allow any contract, agreement, or condition, 
           SHOULD BE CONSIDERED AN APPARENT FORGERY
           and held to be null and void and without legal effect;  
           UNLESS,

           a.  The apparent originating user is employed or otherwise closely 
                affiliated with the organization which issues or certifies his 
                or her digital signature certificate as the Certification 
Authority,
                and the digital signature is applied to a document which is
                normally only used for internal organizational business
                purposes and is routinely subjected to review and counter-
                signature by a Manager or other duly authorized person,
                i.e., a time card, expense account, travel authorization
                request, purchase requisition, insurance beneficiary 
                designation, payroll deduction authorization, W4 form, 
                internal memoranda and reports, etc.; OR,

           b. The originating user is formally designated as having an 
               Organizational  Role within his or her Organization and/or 
               Organizational Unit and vouched for as having that role by 
               virtue of his or her digital signature certificate containing 
that 
               Organizational Role and the name and title of the Role 
               Occupant within the Distinguished Name and having been 
               certified by the Certification  Authority for that organization; 
 
               it being duly noted that the certification of that person as 
being 
               the Role Occupant of that Organizational Role does not 
               necessarily suffice to define the duties or limitations 
associated 
               with that particular role beyond what can reasonably be inferred 
               in the normal course of business by the name of that Role; OR,

           c. The originating user is a Residential Person, as indicated
               by the presence of Locality information (e.g., state or province,
               city, street name, and house number information) and the 
               absence of any Organization information in the Distinguished 
               Name within the user's digital signature certificate; OR,

           d. The originating user elects to have certain documents carrying 
               his or her digital nature considered to be legal binding upon 
the 
               user and/or the user's association (if and as authorized), and so
               indicates and registers that intent by providing all potential 
               recipients and holders-in-due-course of those documents a 
               notarized affidavit, contract, or other traditional form of 
legally 
               binding agreement which reaffirms the user's identity, attests 
to 
               his or her willingness to be legally bound by their digital 
               signature,  and states whatever limitations, caveats, and 
               restrictions which are imposed by  the user and which must be
               understood to apply when determining the validity of any 
               document which purports to bear the user's digital signature; OR,

           e. The originating user elects to have certain documents carrying 
               his or her digital nature considered to be legal binding upon 
the 
               user and/or the user's association (if and as authorized), and so
               indicates and registers that intent by providing all potential 
               recipients and holders-in-due-course of those documents an
               ELECTRONIC COPY of a notarized affidavit, contract, or other
               traditional form of legally binding agreement which reaffirms 
the 
               user's identity, attests to his or her willingness to be legally
               bound by their digital signature, and states whatever 
limitations, 
               caveats, and restrictions which are imposed by  the user and 
               which must be understood to apply when determining the 
               validity of any document which purports to bear the user's 
               digital signature, a notarized true (paper) copy of the 
affidavit,
               contract, or agreement having been deposited with the Policy
               Certification Authority, and the digital signature and trusted
               date/time stamp of the Policy Certification Authority having
               affixed as additional evidence of that fact.
       
       2. This Legal Notice and Disclaimer shall remain in effect for the
           duration of the validity period of the user's digital signature 
           certificate, and shall not be modified or waived by the Policy 
           Certification Authority, the user's Certification Authority, the 
           Organization with which the user is affiliated, or the user himself 
           or herself without  the issuance of a Certification Revocation List 
           revoking the certificate of the PCA, CA, and/or the user as 
           appropriate and the issuance of a new digital signature certificate 
           to the user as required.
   
Comments?

Bob

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